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Richard Henry Linton

Empower Financial Services, Inc.

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About Richard Henry Linton

Richard Linton has been in the financial services industry since August 11, 1991, and is currently registered with Empower Financial Services, Inc. Richard is a Series 7, 6, 24, 26, SIE and 99TO licensed professional. Richard was previously registered with VOYA FINANCIAL ADVISORS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC., and FIDELITY BROKERAGE SERVICES LLC.

Firm Information

Richard Linton is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Linton’s Registration & Firm History

MA

05/25/2016 - Present

Empower Financial Services, Inc. (Boston MA)

CT

08/17/2012 - 05/04/2016

VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)

NY

09/16/2010 - 05/29/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

RI

08/12/2009 - 07/28/2010

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

KY

01/01/2008 - 06/26/2009

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

KY

01/30/1991 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)

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Licenses & Designations

BC

Issued 03/26/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/03/2007

Series 24 - General Securities Principal Examination

BC

Issued 11/02/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/01/2006

Series 7 - General Securities Representative Examination

BC

Issued 01/29/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Henry Linton.
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