Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Henry Fisher is an experienced financial professional with over 45 years in the industry. Richard currently works as a Registered Representative with LPL Financial LLC in Germantown, TN. Prior to joining LPL, Richard worked with Woodbury Financial Services, Inc. and Carillon Investments, Inc. Richard has a broad range of experience, including working with investment companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth individuals. Richard has earned the Certified Financial Planner designation and holds the Series 1, Series 6, Series 22, Series 63, Series 65, and SIE licenses. Richard is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
01/04/2024 - Present
LPL Financial LLC (GERMANTOWN TN)
TN
04/01/2005 - 01/04/2024
WOODBURY FINANCIAL SERVICES, INC. (GERMANTOWN TN)
OH
06/08/1988 - 04/01/2005
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
NE
07/06/1977 - 05/31/1988
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (OMAHA NE)
BC
Issued 03/07/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2012
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/28/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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