Unclaimed
Richard Henry Dunton is a financial advisor with over 30 years of experience in the industry. Richard has been a registered representative with Momentum Independent Network Inc. since April 2002. Prior to that, Richard was a registered representative with Raymond James & Associates, Inc., Stephens Inc., and Evern Securities, Inc. Richard holds both Series 7 and Series 63 licenses and is also a registered investment advisor in 17 states. Richard specializes in providing financial planning, portfolio management, and educational seminars to individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
04/08/2002 - Present
Momentum Independent Network Inc. (DALLAS TX)
FL
12/01/2000 - 04/17/2002
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
AR
10/22/1999 - 12/13/2000
STEPHENS INC. (LITTLE ROCK AR)
MO
05/16/1997 - 10/29/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
TX
08/10/1993 - 06/10/1997
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
MO
01/13/1987 - 08/11/1993
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
12/03/1985 - 12/04/1986
E. F. HUTTON & COMPANY INC
NA
08/27/1984 - 12/12/1985
FIRST JERSEY SECURITIES, INC.
BC
Issued 08/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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