Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Bowler is an investment advisor representative with Charles Schwab & CO., Inc. Richard has been in the financial services industry since 1990. Richard has licenses in 22 states and 1 district. Richard is a licensed investment advisor in Tennessee and a licensed broker in Tennessee, Michigan, Minnesota, South Carolina, Pennsylvania, Ohio, New York, New Jersey, Missouri, Maryland, Massachusetts, Kansas, Georgia, Florida, Delaware, Connecticut, California, Arizona, and West Virginia. Richard has Series 7, 8, 9, 10, 63, 65, and 66 securities licenses. Richard is a highly experienced financial advisor with a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TN
05/24/2022 - Present
Charles Schwab & CO., Inc. (Brentwood TN)
PA
05/29/2020 - 12/09/2022
TD AMERITRADE, INC. (PITTSBURGH PA)
PA
01/15/2008 - 09/09/2019
FIDELITY BROKERAGE SERVICES LLC (CRANBERRY TOWNSHIP PA)
TX
03/01/1991 - 11/25/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
08/27/1990 - 02/22/1991
F.N. WOLF & CO., INC.
BOTH
Issued 01/30/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/20/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/06/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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