Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Hayden Smith is an investment advisor representative at Truist Advisory Services, Inc. with a focus on financial planning and portfolio management. Richard has been in the industry since 1984 and holds the Series 7, 6, 10, 9, 63, and 65 licenses. Richard has worked with a wide range of clients including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
09/27/2016 - Present
Truist Advisory Services, Inc. (MCLEAN VA)
VA
03/23/2011 - 07/30/2013
CITIGROUP GLOBAL MARKETS INC. (RESTON VA)
VA
03/31/2009 - 03/29/2011
LPL FINANCIAL LLC (RICHMOND VA)
VA
01/27/2006 - 03/03/2009
BIRCHTREE FINANCIAL SERVICES, INC. (RICHMOND VA)
VA
09/22/2000 - 01/30/2006
J.J.B. HILLIARD, W.L. LYONS, INC. (RICHMOND VA)
NJ
08/14/2000 - 10/10/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/11/1996 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
10/10/1994 - 11/14/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
01/09/1985 - 10/17/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
12/15/1983 - 05/09/1984
FIRST INVESTORS CORPORATION
IA
Issued 11/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/31/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Smith is the right advisor for you? Invested Better is here to help.
