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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Harrison Streisfeld has been in the financial services industry since 1989 and is currently registered with Morgan Stanley. Richard Harrison Streisfeld is a registered representative of Morgan Stanley and is also a registered investment advisor. Richard Harrison Streisfeld has been registered with Morgan Stanley since 2009 and has a broad range of experience in the industry. Richard Harrison Streisfeld has worked at a number of other firms in the past, including Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Citigroup Global Markets Inc., Prudential Securities Incorporated, and Hibbard Brown & Co., Inc. Richard Harrison Streisfeld has also passed a number of industry exams, including the Series 7, Series 63, Series 10, and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
07/02/2018 - Present
Morgan Stanley (Ridgefield CT)
CT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIDGEFIELD CT)
NY
04/28/2006 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/02/1994 - 05/13/2006
CITIGROUP GLOBAL MARKETS INC. (MOUNT KISCO NY)
NY
10/15/1990 - 05/04/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/20/1989 - 08/15/1990
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 12/22/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/22/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1991
Series 3 - National Commodity Futures Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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