Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Harris is an investment advisor representative with Equity Services, Inc. Richard has been in the industry since July 2001. Richard is registered with FINRA and the state of New Jersey and has a Series 63, Series 65, Series 6, Series 3 and SIE. Richard is also registered as an investment advisor representative in Colorado, Connecticut, Florida, Georgia, Illinois, Maryland, Massachusetts, Missouri, New Jersey, New York, Pennsylvania, and Virginia. Richard's current firm, Equity Services, Inc., is headquartered in Montpelier, VT and has a branch office in Red Bank, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
10/24/2002 - Present
Equity Services, Inc. (RED BANK NJ)
IA
Issued 08/31/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/23/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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