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Richard Harold Wilson

A.g.p. / Alliance Global Partners

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About Richard Harold Wilson

Richard Wilson has been a registered investment advisor for over 30 years. Richard is a Series 24, Series 7, and Series 63 license holder and is a registered investment advisor in California, Connecticut, Florida, Louisiana, Maryland, Missouri, Nebraska, New Jersey, New York, and Oregon. Richard is currently associated with A.g.p. / Alliance Global Partners. Richard has been associated with the firm since May 2021, and previously worked at AEGIS CAPITAL CORP., DU PASQUIER & CO., INC., SOURCE CAPITAL GROUP, INC., and PRUDENTIAL SECURITIES INCORPORATED. Richard specializes in providing financial planning, portfolio management for individuals and businesses, and portfolio management for pooled investment vehicles.

Firm Information

Richard Wilson is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Richard Wilson’s Registration & Firm History

NY

01/17/2025 - Present

A.g.p. / Alliance Global Partners (New York NY)

NA

07/22/2014 - 05/04/2021

AEGIS CAPITAL CORP. (PARIS )

NA

07/15/2005 - 07/25/2014

DU PASQUIER & CO., INC. (PARIS )

CT

06/06/2003 - 07/05/2005

SOURCE CAPITAL GROUP, INC. (WESTPORT CT)

NY

11/23/1999 - 05/28/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

CT

06/28/1993 - 11/05/1999

VALUE INVESTING PARTNERS, INC. (WESTPORT CT)

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Licenses & Designations

IA

Issued 10/19/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/15/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/22/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard Harold Wilson.
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