Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Harold Swope is a financial advisor at Morgan Stanley. Richard has been in the financial services industry since 2000. Richard has a wide range of experience, including working with a variety of clients, including individuals, families, businesses, and institutions. Richard has a deep understanding of the financial markets and a commitment to providing his clients with personalized advice. Richard is committed to helping his clients achieve their financial goals. Prior to joining Morgan Stanley, Richard was with E*TRADE SECURITIES LLC, Charles Schwab & Co., Inc., Edward Jones, and BLOCK TRADING INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
08/01/2022 - Present
Morgan Stanley (Alpharetta GA)
GA
01/18/2018 - 09/05/2023
E*TRADE SECURITIES LLC (ALPHARETTA GA)
TX
11/06/2000 - 06/15/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MO
08/08/2000 - 10/16/2000
EDWARD JONES (ST. LOUIS MO)
TX
04/18/1997 - 04/09/1998
BLOCK TRADING INC. (HOUSTON TX)
BC
Issued 06/11/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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