Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Harold Porco is a financial advisor with over 39 years of experience in the industry. Richard has held various positions at several well-known firms, including Paine Webber Incorporated, Prudential-Bache Securities Inc., Janney Montgomery Scott Inc., Morgan Stanley DW Inc., Morgan Stanley & Co. Incorporated, and Morgan Stanley Smith Barney. Currently, Richard is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., holding active registrations in Connecticut, New York, and Texas. Richard's career has allowed him to gain expertise across various sectors, and he holds numerous licenses, including Series 3, 7, 8, 9, 10, 31, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
05/18/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RIDGEFIELD CT)
CT
06/01/2009 - 05/26/2015
MORGAN STANLEY (WESTPORT CT)
CT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WESTPORT CT)
CT
06/30/1994 - 04/02/2007
MORGAN STANLEY DW INC. (DANBURY CT)
PA
01/02/1990 - 06/24/1994
JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)
NY
01/25/1984 - 01/20/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
05/08/1984 - 12/05/1984
PAINEWEBBER INCORPORATED
IA
Issued 04/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/10/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1995
Series 3 - National Commodity Futures Examination
BC
Issued 08/09/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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