Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Eckenrodt is an investment advisor representative at Huntleigh Advisors, Inc. Richard has been working in the securities industry since 1993. Richard has also previously been registered with FLAGSTONE SECURITIES, LLC, HUNTLEIGH SECURITIES CORPORATION, RYBACK MANAGEMENT CORPORATION, SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED, KIDDER, PEABODY & CO. INCORPORATED, SHEARSON/AMERICAN EXPRESS INC., and PAINE, WEBBER, JACKSON & CURTIS INC. Richard holds the following licenses: Series 3, Series 7, Series 63, and Series 65. Richard specializes in the areas of Portfolio management for individuals, Selection of other advisors, and Pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Solicitor/third party manager fees
1
2
MO
08/17/2006 - Present
Huntleigh Advisors, Inc. (ST. LOUIS MO)
MO
01/24/2002 - 06/14/2006
FLAGSTONE SECURITIES, LLC (ST. LOUIS MO)
MO
01/16/2002 - 01/23/2002
HUNTLEIGH SECURITIES CORPORATION (ST. LOUIS MO)
MO
09/08/1994 - 05/07/1999
RYBACK MANAGEMENT CORPORATION (ST. LOUIS MO)
NY
12/06/1991 - 03/08/1993
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
03/19/1984 - 05/03/1985
KIDDER, PEABODY & CO. INCORPORATED
NA
04/27/1983 - 03/23/1984
SHEARSON/AMERICAN EXPRESS INC.
NA
04/29/1982 - 05/05/1983
PAINE, WEBBER, JACKSON & CURTIS INC.
BC
Issued 05/16/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/04/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1992
Series 3 - National Commodity Futures Examination
BC
Issued 12/04/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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