Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Harlan Walker is a financial advisor currently registered with Managed Financial Services Corp. Inc. Richard has been in the industry since 1993 and holds the Series 6 and Series 63 licenses. Richard is an active Investment Advisor Representative (IAR) in Texas. Richard previously worked at Managed Financial Broker Services, L.L.C., Securities Service Network, Inc. and Amerinational Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
12/10/1999 - Present
Managed Financial Services Corp. Inc. (HOUSTON TX)
TX
10/14/2002 - 12/14/2009
MANAGED FINANCIAL BROKER SERVICES, L.L.C. (HOUSTON TX)
TN
05/15/1997 - 12/03/2002
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
CA
07/03/1995 - 05/21/1997
TRADEWAY SECURITIES GROUP, INC. (CARLSBAD CA)
NA
02/25/1993 - 07/05/1995
AMERINATIONAL FINANCIAL SERVICES, INC.
IA
Issued 04/07/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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