Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Dawkins is a financial advisor with over 27 years of experience in the industry. Richard holds a Series 6, 7, 63, and 65 license and the SIE certification. Richard is a partner at D & R Investment LLP and owner/proprietor of DC Group Properties LLC. Richard works with individual clients, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, insurance companies, and banking or thrift institutions. Richard provides financial planning, portfolio management, and pension consulting services. Richard is registered in Georgia, Alabama, California, Colorado, Connecticut, Florida, Illinois, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, New Jersey, New York, North Carolina, Oklahoma, Oregon, South Carolina, Tennessee, Texas, and Virginia. Richard is associated with Raymond James Financial Services Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
GA
04/02/2020 - Present
Raymond James Financial Services Advisors, Inc. (Watkinsville GA)
GA
02/13/2013 - 03/25/2020
RAYMOND JAMES & ASSOCIATES, INC. (GAINESVILLE GA)
GA
04/12/2001 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (ATHENS GA)
AL
03/18/1996 - 04/12/2001
REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)
VA
08/03/1994 - 03/25/1996
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
09/24/1993 - 04/30/1994
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
IA
Issued 11/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 09/23/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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