Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Hansford Dix is a financial advisor with Cambridge Investment Research Advisors, Inc., in Towson, Maryland. Richard Dix has been in the financial services industry since April 2004. He is a Registered Representative and an Investment Advisor Representative, and he holds Series 7 and 66 securities licenses. He is also a licensed insurance agent for various independent insurance companies. Richard Dix has a broad range of experience in the financial services industry, including investment advisory, insurance, and financial planning. He is committed to providing his clients with personalized service and comprehensive financial solutions. He has experience working with clients of all ages and income levels, and he is dedicated to helping his clients achieve their financial goals. Richard Dix's previous work experience includes roles at Securities Service Network, LLC, Hornor, Townsend & Kent, Inc., and Equity Services, Inc., among others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MD
11/15/2021 - Present
Cambridge Investment Research Advisors, Inc. (Towson MD)
MD
09/18/2020 - 11/10/2021
SECURITIES AMERICA, INC. (Towson MD)
TN
12/07/2016 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (KNOXVILLE TN)
MD
06/13/2011 - 12/15/2016
HORNOR, TOWNSEND & KENT, INC. (HUNT VALLEY MD)
MD
05/15/2007 - 06/08/2011
EQUITY SERVICES, INC. (HUNT VALLEY MD)
MD
07/15/2004 - 05/14/2007
METLIFE SECURITIES INC. (BALTIMORE MD)
MD
07/15/2004 - 05/14/2007
METROPOLITAN LIFE INSURANCE COMPANY (BALTIMORE MD)
MN
04/07/2004 - 06/25/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/07/2004 - 06/25/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 05/07/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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