Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Hans Wagle is a financial professional with over 34 years of experience in the financial services industry. Richard is currently registered with Oppenheimer & Co. Inc. Richard is a Series 7 and Series 63 licensed professional. Previously, Richard worked at Cambridge International Securities, LLC and Lehman Brothers Inc. Richard is registered to provide investment advice in all 50 states and the District of Columbia. Richard specializes in providing investment advice for a variety of clients, including individuals, businesses, retirement plans, pension plans, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CT
08/23/2023 - Present
Oppenheimer & Co. Inc. (STAMFORD CT)
CT
07/11/1996 - 08/15/2023
CAMBRIDGE INTERNATIONAL SECURITIES, LLC (WESTPORT CT)
NY
04/19/1988 - 11/13/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 08/11/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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