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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Hans Stahmer is a financial advisor who has been in the industry since June 24, 2004. Richard is currently registered with Wealthpenn.comllc in New Jersey, New York and Texas. Richard has a broad range of experience in the financial services industry. Richard holds Series 7, Series 63, Series 55 and Series 66 licenses. Richard is a seasoned professional with experience at several firms including Gagnon Securities, LLC, David J. Greene and Company, LLC, York Securities, Inc. and Gabelli & Company, Inc. Richard is licensed to offer advisory services in a number of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/01/2018 - Present
Wealthpenn.comllc (New York NY)
NY
08/05/2009 - 02/02/2012
GAGNON SECURITIES, LLC (NEW YORK NY)
NY
02/21/2001 - 11/18/2008
DAVID J. GREENE AND COMPANY, LLC (NEW YORK NY)
NY
02/24/2000 - 02/07/2001
YORK SECURITIES, INC. (NEW YORK NY)
NY
02/13/1996 - 04/29/1998
GABELLI & COMPANY, INC. (RYE NY)
BOTH
Issued 12/28/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2017
Series 7 - General Securities Representative Examination
BC
Issued 6/21/2001
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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