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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Hamilton Rawls is an Investment Advisor Representative with Sound Income Strategies, LLC. Richard has been in the industry since 2001 and holds several licenses and certifications, including Series 7, Series 6, Series 66, and Series 24. Richard has a strong track record of providing financial advice to individuals, families, and businesses. Richard is also an active member of the financial community and is passionate about helping his clients achieve their financial goals. Richard currently provides financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/06/2024 - Present
Sound Income Strategies, LLC (Fort Lauderdale FL)
MD
06/22/2015 - 03/10/2023
KESTRA INVESTMENT SERVICES, LLC (BETHESDA MD)
MA
06/21/2001 - 12/31/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 08/27/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/13/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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