Unclaimed
Richard Halloran is a financial professional with over 13 years of experience in the securities industry. Richard is currently registered with Robinhood Securities, LLC, and holds the Series 7, Series 55, SIE and Series 57TO licenses. Richard has previously held positions at Two Sigma Securities, LLC and Timber Hill LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/09/2021 - Present
Robinhood Securities, LLC (Lake Mary FL)
CT
09/21/2017 - 05/20/2021
TWO SIGMA SECURITIES, LLC (Stamford CT)
CT
02/13/2009 - 09/20/2017
TIMBER HILL LLC (GREENWICH CT)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/11/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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