Unclaimed
Richard Leist is a financial professional with over 40 years of experience in the financial services industry. Richard has worked with Cetera Investment Advisers LLC since June 2023. Prior to that, Richard worked with Summit Brokerage Services, Inc. and Oppenheimer & Co. Inc. Richard provides financial planning, portfolio management for individuals and businesses, and pension consulting services. Richard is registered with the state of Michigan as an Investment Adviser Representative. Richard is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
06/29/2023 - Present
Cetera Investment Advisers LLC (GRANDVILLE MI)
MI
09/04/2012 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (GRANDVILLE MI)
MI
11/22/2005 - 09/07/2012
OPPENHEIMER & CO. INC. (KALAMAZOO MI)
WI
01/31/2002 - 12/02/2005
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
01/01/2002 - 01/31/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
11/28/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
OH
05/14/1990 - 12/07/2001
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
08/25/1989 - 05/23/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NY
08/26/1987 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
12/22/1983 - 09/10/1987
E. F. HUTTON & COMPANY INC
IA
Issued 1/22/2008
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 8/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 7/5/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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