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Richard Haley Hobgood

Morgan Stanley

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About Richard Haley Hobgood

Richard Hobgood is a financial advisor with Morgan Stanley. Richard has been in the industry since 1989. Richard has a background with BB&T Investment Services, Inc., Brewer Financial Services, LLC, SunTrust Investment Services, Inc., Wachovia Securities, LLC, Morgan Stanley DW Inc., UBS PaineWebber Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and American Express Financial Advisors Inc. Richard holds Series 7, Series 63, Series 26, and SIE licenses. Richard provides financial planning, asset allocation advice, pension consulting, educational seminars, and selection of other advisors. Richard serves clients in Wilmington, NC.

Firm Information

Richard Hobgood is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Richard Hobgood’s Registration & Firm History

NC

01/25/2024 - Present

Morgan Stanley (WILMINGTON NC)

NC

03/15/2011 - 06/30/2017

BB&T INVESTMENT SERVICES, INC. (WILMINGTON NC)

NC

01/13/2009 - 11/05/2010

BREWER FINANCIAL SERVICES, LLC (FAYETTEVILLE NC)

NC

03/14/2007 - 11/02/2007

SUNTRUST INVESTMENT SERVICES, INC. (CHAPEL HILL NC)

NC

03/21/2005 - 10/05/2006

WACHOVIA SECURITIES, LLC (FAYETTEVILLE NC)

NY

03/30/2001 - 03/07/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

NC

12/15/2004 - 12/15/2004

BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)

NJ

07/14/1995 - 04/09/2001

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

01/19/1988 - 07/18/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

10/21/1987 - 02/19/1988

AMERICAN EXPRESS FINANCIAL ADVISORS INC.

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Licenses & Designations

IA

Issued 03/10/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/20/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/27/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Richard Haley Hobgood.
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