Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Hakim Drew is a financial advisor who has been working in the industry since 1998. Richard holds both Series 6 and 63 licenses, as well as Series 7, 9, and 24. Richard is a Certified Financial Planner and specializes in financial planning, portfolio management for individuals, and selection of other advisers. Richard is currently employed by Summit Financial, LLC, and previously worked for WELLS FARGO FUNDS DISTRIBUTOR, LLC, EVERGREEN INVESTMENT SERVICES, INC., WACHOVIA SECURITIES, LLC, and FIRST UNION BROKERAGE SERVICES, INC. Richard has been registered as an Investment Advisor Representative (IAR) in North Carolina since 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
11/13/2024 - Present
Summit Financial, LLC (WAXHAW NC)
NC
02/23/2010 - 10/10/2017
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
NC
03/04/2004 - 12/31/2009
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MO
10/01/2000 - 03/03/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
10/27/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 10/13/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/29/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/26/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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