Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Whitney is a financial professional with over 30 years of experience in the securities industry. He is currently registered with Lazard Freres & Co. LLC in New York, New York. Richard has held previous positions with Credit Suisse Securities (USA) LLC and Donaldson, Lufkin & Jenrette Securities Corporation. Richard has a broad range of experience in the financial services industry, including investment banking, securities trading, and investment advisory. He holds licenses for Series 7, Series 24, Series 52, Series 63, and Series 79TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/10/2011 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
11/03/2000 - 11/01/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
07/26/1993 - 09/23/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 10/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1993
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1993
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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