Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Tanner is a financial advisor at Cambridge Investment Research Advisors, Inc., and has been in the industry since 1986. Richard Tanner holds Series 6, 7, 22, 24, 63 and 66 licenses and offers various financial services including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Richard Tanner has been registered with Cambridge Investment Research Advisors, Inc. since 2011 and has worked with MML Investors Services, LLC, Moreton Brokerage Services, LLC, Wells Fargo Investments, LLC, Wells Fargo Van Kasper, LLC, First Security Investor Services, Inc., Key Investments Inc., Linsco/Private Ledger Corp., Titan Capital Corporation, Associated Planners Securities Corporation, and H.C. Copeland and Associates Equities, Inc. in the past. Richard Tanner is licensed to provide financial advice in Arizona, Colorado, Idaho, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
UT
07/12/2011 - Present
Cambridge Investment Research Advisors, Inc. (South Jordan UT)
UT
03/08/2005 - 07/05/2011
MML INVESTORS SERVICES, LLC (SALT LAKE CITY UT)
UT
01/07/2005 - 03/07/2005
MORETON BROKERAGE SERVICES, LLC (SALT LAKE CITY UT)
CA
10/12/2001 - 01/31/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
07/01/1999 - 10/12/2001
WELLS FARGO VAN KASPER, LLC (SAN FRANCISCO CA)
UT
09/15/1998 - 07/01/1999
FIRST SECURITY INVESTOR SERVICES, INC. (SALT LAKE CITY UT)
OH
06/26/1991 - 09/29/1997
KEY INVESTMENTS INC. (CLEVELAND OH)
SC
02/15/1989 - 06/28/1991
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NA
02/09/1989 - 02/22/1989
TITAN CAPITAL CORPORATION
NA
06/17/1985 - 01/16/1989
ASSOCIATED PLANNERS SECURITIES CORPORATION
NA
03/16/1982 - 08/13/1985
H. C. COPELAND AND ASSOCIATES EQUITIES, INC.
BOTH
Issued 12/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/10/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Tanner is the right advisor for you? Invested Better is here to help.
