Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Korengold is a financial advisor with Mesirow Financial Investment Management, Inc. Richard has been in the financial services industry since June 1, 1987. Richard is registered with FINRA and the Securities and Exchange Commission (SEC) and holds licenses in several states including California, Florida, Georgia, Illinois, Maryland, Missouri, New York, Ohio, Pennsylvania, and Texas. Richard has a Series 3, 7, 63, and 65 license. Richard also has a Series SIE license. Richard specializes in providing financial planning, pension consulting, selection of other advisers, portfolio management for businesses, individuals, investment companies, and pooled investment vehicles. Richard is also a member of the Board of Governors of Lake County Partners, a non-profit business and economic development organization in Lake County, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
01/03/2013 - Present
Mesirow Financial Investment Management, Inc. (HIGHLAND PARK IL)
NA
07/17/1987 - 01/01/1994
MESIROW INVESTMENT SERVICES, INC.
NA
03/02/1987 - 04/15/1987
THE STUART-JAMES COMPANY, INC.
IA
Issued 08/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 11/26/1985
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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