linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Richard Guy Riccardi

A.g.p. / Alliance Global Partners

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Richard? Claim Your Profile

About Richard Guy Riccardi

Richard Riccardi is a financial advisor with over 30 years of experience in the industry. Richard currently works at A.g.p. / Alliance Global Partners in New York, NY. Richard has previously worked for firms such as AEGIS CAPITAL CORP., HAPOALIM SECURITIES USA, INC., and ANDERSON & STRUDWICK, INCORPORATED. Richard specializes in providing financial planning, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles.

Firm Information

Richard Riccardi is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Sub-adviser of pooled investment vehicle charges a performance f

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Richard Riccardi’s Registration & Firm History

NY

01/25/2019 - Present

A.g.p. / Alliance Global Partners (New York NY)

CT

02/04/2016 - 02/22/2019

AEGIS CAPITAL CORP. (WESTPORT CT)

NY

07/13/2010 - 02/02/2016

HAPOALIM SECURITIES USA, INC. (NEW YORK NY)

VA

07/01/2010 - 07/16/2010

ANDERSON & STRUDWICK, INCORPORATED (RICHMOND VA)

NJ

05/22/2008 - 07/07/2010

JESUP & LAMONT SECURITIES CORP (HOBOKEN NJ)

NJ

06/05/2006 - 06/27/2008

RICE FINANCIAL PRODUCTS COMPANY (HOBOKEN NJ)

NY

08/04/2003 - 05/26/2006

M. R. BEAL & COMPANY (NEW YORK NY)

OH

01/29/2001 - 08/05/2003

RED CAPITAL MARKETS, INC. (COLUMBUS OH)

NY

08/07/1998 - 01/25/2001

CIBC WORLD MARKETS CORP. (NEW YORK NY)

OH

05/02/1996 - 08/05/1998

BANC ONE CAPITAL MARKETS, INC. (COLUMBUS OH)

NY

08/29/1994 - 05/01/1996

OPPENHEIMER & CO., INC. (NEW YORK NY)

NY

09/26/1990 - 09/01/1994

R.D. WHITE, GLAVES & CO., INC. (NEW YORK NY)

NY

08/16/1990 - 09/21/1990

COWEN & CO. (NEW YORK NY)

NY

10/26/1984 - 08/23/1990

OPPENHEIMER & CO., INC. (NEW YORK NY)

Not sure if Richard Guy Riccardi is right for you?

Licenses & Designations

BC

Issued 01/25/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard Guy Riccardi.
Not sure if Richard Guy Riccardi is right for you?