Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Gruver Kline is a financial advisor with over 39 years of experience in the industry. Richard is currently registered with J.p. Morgan Securities LLC and holds the Series 63, 65, 7 and SIE licenses. Richard has previously worked at several other firms including VISION 4 FUND DISTRIBUTORS, AMG DISTRIBUTORS, INC., and DEAWM DISTRIBUTORS, INC. Richard is licensed to provide investment advice and securities brokerage services in multiple states. Richard is also an employee of JPMorgan Chase Bank, N.A., and may offer bank products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
DC
04/25/2022 - Present
J.p. Morgan Securities LLC (Washington DC)
DC
07/13/2021 - 12/22/2021
J.P. MORGAN SECURITIES LLC (Washington DC)
AZ
01/25/2021 - 06/10/2021
VISION 4 FUND DISTRIBUTORS (SCOTTSDALE AZ)
CT
04/24/2015 - 10/29/2019
AMG DISTRIBUTORS, INC. (STAMFORD CT)
IL
06/16/2010 - 04/20/2015
DEAWM DISTRIBUTORS, INC. (CHICAGO IL)
PA
01/05/2010 - 06/23/2010
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
PA
11/26/2001 - 12/31/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NJ
08/22/1995 - 03/05/2002
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
NJ
07/22/1999 - 01/18/2001
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
MA
09/15/1993 - 06/07/1995
NEW ENGLAND FUNDS, L.P. (BOSTON MA)
NA
09/21/1990 - 09/15/1993
TNE INVESTMENT SERVICES CORPORATION
PA
05/31/1989 - 10/04/1990
CIGNA SECURITIES, INC. (RADNOR PA)
NA
04/03/1987 - 05/16/1989
CRICO SECURITIES CORPORATION
NA
02/17/1984 - 12/17/1986
LEGG MASON WOOD WALKER, INCORPORATED
NA
05/26/1981 - 02/23/1984
JOHNSTON, LEMON & CO. INCORPORATED
IA
Issued 04/25/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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