Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Gregory Wonka is an investment advisor representative with Cetera Investment Advisers LLC. Richard has been in the securities industry since June 1994 and is registered with FINRA and the states of California, Colorado, Connecticut, Florida, Illinois, Kansas, Michigan, Minnesota, Missouri, Montana, Nebraska, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, South Carolina, South Dakota, Texas, Utah, Washington, and Wyoming. Richard is also registered as an investment advisor representative in Texas and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WY
06/29/2023 - Present
Cetera Investment Advisers LLC (BUFFALO WY)
MO
09/14/1994 - 01/29/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
06/28/1994 - 09/13/1994
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 12/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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