Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Sullivan is a registered investment advisor representative with MML Investors Services, LLC. Richard has been in the financial services industry since 1982. Richard has a current registration with the state of California and is also registered in eight other states. Richard has passed the Series 6, Series 7, Series 22, and Series 66 exams. Richard is affiliated with MML Investors Services, LLC since 03/1996. Richard is also an insurance agent. Richard has been working for MML Investors Services, LLC for over 27 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
11/15/1999 - Present
MML Investors Services, LLC (Walnut Creek CA)
NA
12/01/1993 - 03/01/1996
G. R. PHELPS & CO., INC.
NA
07/27/1982 - 12/14/1993
GREEN HILL FINANCIAL SERVICE CORPORATION
BOTH
Issued 11/09/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
BC
Issued 10/29/1982
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/26/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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