Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Feltus is a financial advisor with Stephens, a firm based in Little Rock, Arkansas. Richard has been a financial professional for over 40 years. He is registered with FINRA and holds several licenses including Series 7, Series 24, and SIE. Richard specializes in providing investment advice to individuals, corporations, and non-profit organizations. He works with clients to develop personalized financial plans that meet their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
12/27/1976 - Present
Stephens (LITTLE ROCK AR)
NA
10/12/1993 - 09/23/1997
LINK INVESTMENT SERVICES, INC.
NA
07/23/1976 - 01/01/1977
DELTA SECURITIES OF LITTLE ROCK, INC.
BC
Issued 09/04/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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