Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Tarbell is a financial advisor with over 30 years of experience in the industry. Richard is currently registered with Strategic Financial Concepts, LLC, an independent investment advisor firm, as an Investment Advisor Representative (IAR). Richard has held previous positions with firms such as Ameriprise Financial Services, Inc., Nations Financial Group, Inc. and Wachovia Securities, LLC. Richard holds the Series 3, Series 7, and Series 63 securities licenses, as well as the Series 65 investment advisor license. Richard offers a variety of financial services including financial planning, portfolio management, and business planning. Richard is committed to providing his clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting and business planning services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Retainer fees
1
2
TX
03/15/2019 - Present
Strategic Financial Concepts, LLC (SAN ANTONIO TX)
TX
10/05/2009 - 11/03/2015
AMERIPRISE FINANCIAL SERVICES, INC. (SAN ANTONIO TX)
TX
12/18/2008 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (SAN ANTONIO TX)
TX
11/02/2007 - 12/23/2008
NATIONS FINANCIAL GROUP, INC. (SAN ANTONIO TX)
TX
04/21/2006 - 11/02/2007
FIRST MIDAMERICA INVESTMENT CORPORATION (SAN ANTONIO TX)
MO
08/26/2002 - 04/24/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
08/03/1990 - 09/04/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
09/26/1986 - 08/21/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 01/27/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1986
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Tarbell is the right advisor for you? Invested Better is here to help.
