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Richard Gordon Rogers

Portside Wealth Group, LLC

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About Richard Gordon Rogers

Richard Rogers is a financial advisor with over 8 years of experience in the industry. Richard currently works for Portside Wealth Group, LLC, a firm headquartered in Provo, UT. Richard is licensed in Louisiana, Texas, and Utah. Prior to joining Portside Wealth Group, LLC, Richard was employed by DFPG Investments, LLC and Allegis Investment Services, LLC. Richard specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors. Richard has a strong track record of helping clients achieve their financial goals.

Firm Information

Richard Rogers is currently registered with Portside Wealth Group, LLC. Portside Wealth Group, LLC is a Registered Investment Adviser with the SEC based in Provo, UT. The firm has 35 licensed agents, 40 investment adviser representatives, and 9 registered representatives. They manage $884,770,030 in regulatory assets under management for 10,048 clients. Portside Wealth Group, LLC provides a range of advisory services including financial planning, pension consulting, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. Their client base includes individuals, corporations, charitable organizations, pension and profit-sharing plans, and high-net-worth individuals.
Portside Wealth Group, LLC

3507 N UNIVERSITY AVE

PROVO, UT 84604

$884.77M

Assets Under Management

19

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Rogers’s Registration & Firm History

UT

04/25/2023 - Present

Portside Wealth Group, LLC (Taylorsville UT)

UT

03/01/2019 - 03/31/2023

DFPG INVESTMENTS, LLC (Millcreek UT)

UT

03/14/2015 - 03/28/2019

ALLEGIS INVESTMENT SERVICES, LLC (SOUTH JORDAN UT)

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Licenses & Designations

IA

Issued 08/18/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/19/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Richard Gordon Rogers.
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