Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Goodwin is an Investment Advisor Representative with Realta Investment Advisors, Inc. Richard has been in the financial services industry since 1993. Richard holds Series 6, 7, 63, and 65 licenses, and is also a Chartered Financial Consultant. Richard is a well-experienced and respected financial advisor with a proven track record of success. Richard helps individuals and families achieve their financial goals through a variety of investment and financial planning services. Richard provides a range of services, including retirement planning, college savings, estate planning, and investment management. Richard has a comprehensive understanding of the financial markets and is dedicated to providing clients with personalized financial advice. Richard is also an active member of the community and is committed to giving back to those in need.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
DE
06/28/2023 - Present
Realta Investment Advisors, Inc. (WILMINGTON DE)
TX
09/21/2009 - 06/30/2023
TITAN SECURITIES (Addison TX)
TX
03/25/2002 - 09/21/2009
SAMMONS SECURITIES COMPANY, LLC (MCKINNEY TX)
TX
07/23/1998 - 03/22/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
TX
11/06/1997 - 07/28/1998
OMEGA SECURITIES, INC. (FORT WORTH TX)
AZ
01/06/1997 - 10/28/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MA
08/02/1993 - 01/22/1997
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
MN
05/27/1993 - 07/19/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/27/1993 - 07/19/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 12/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Goodwin is the right advisor for you? Invested Better is here to help.
