Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Glenn Sonkin is a financial advisor with over 40 years of experience in the industry. Richard Sonkin has been registered with Ladenburg Thalmann Asset Management Inc. since 2006 and has previously worked at various firms including Broadwall Capital LLC, Ladenburg, Thalmann & Co., Inc. and Clark Dodge & Co., Inc.. Richard Sonkin holds licenses and registrations for various financial products and services, including securities, investment advisory services, and options trading. Richard Sonkin specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Richard Sonkin also provides selection of other advisors and model recommendations to other Registered Investment Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Provide model recommendations to other rias
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
10/03/2006 - Present
Ladenburg Thalmann Asset Management Inc. (NEW YORK NY)
NY
01/06/2006 - 09/25/2006
BROADWALL CAPITAL LLC (NEW YORK NY)
NY
08/10/2005 - 01/18/2006
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
10/18/2004 - 09/12/2005
CLARK DODGE & CO., INC. (WHITE PLAINS NY)
NY
11/20/2002 - 10/26/2004
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
08/04/1994 - 11/20/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
NY
12/08/1993 - 08/16/1994
D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)
NY
06/07/1993 - 12/22/1993
GAINES, BERLAND INC. (BETHPAGE NY)
NY
04/02/1992 - 05/06/1993
D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)
NY
04/10/1990 - 04/10/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/25/1983 - 04/09/1990
O. H. ASHLEY & CO., INC.
NA
05/22/1980 - 04/09/1990
O. H. ASHLEY & CO., INC.
NA
01/19/1982 - 03/11/1983
E. F. HUTTON & COMPANY INC
NA
07/07/1980 - 10/13/1981
BACHE HALSEY STUART SHIELDS INCORPORATED
IA
Issued 09/23/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/11/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/17/1983
Series 24 - General Securities Principal Examination
BC
Issued 05/23/1983
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Sonkin is the right advisor for you? Invested Better is here to help.
