Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Hausler is a financial advisor with over 35 years of experience in the industry. Richard is currently registered with Wells Fargo Clearing Services, LLC and has previously been employed by UBS Financial Services Inc., Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Richard specializes in portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
01/15/2021 - Present
Wells Fargo Clearing Services, LLC (RED BANK NJ)
NJ
09/30/2010 - 02/11/2021
UBS FINANCIAL SERVICES INC. (MANASQUAN NJ)
NJ
06/01/2009 - 10/22/2010
MORGAN STANLEY SMITH BARNEY (MORGANVILLE NJ)
NJ
04/17/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MORGANVILLE NJ)
NY
03/19/1986 - 04/22/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/12/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 09/11/1985
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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