Unclaimed
Richard Glenn Engelke is a registered representative with Virtu Americas LLC. Richard has been in the financial services industry since November 19, 2002. Richard holds FINRA Series 3, 4, 7, 55, 57TO, 63, 99TO, and SIE licenses and is registered in California, Illinois, Massachusetts, Minnesota, New York, and Virginia. Richard was previously affiliated with RBC Dain Rauscher Inc., Brownco, LLC, Thinkorswim, Inc., Blackwatch Brokerage Inc., and Virtu ITG LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/01/2020 - Present
Virtu Americas LLC (Short Hills NJ)
NY
05/07/2009 - 06/01/2020
VIRTU ITG LLC (NEW YORK NY)
NY
09/27/2007 - 03/13/2013
BLACKWATCH BROKERAGE INC. (NEW YORK NY)
IL
02/21/2006 - 08/28/2007
THINKORSWIM, INC. (CHICAGO IL)
MA
10/14/2003 - 12/19/2005
BROWNCO, LLC (BOSTON MA)
NY
11/07/2001 - 12/31/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BC
Issued 12/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2005
Series 4 - Registered Options Principal Examination
BC
Issued 07/27/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2007
Series 3 - National Commodity Futures Examination
BC
Issued 10/13/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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