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Richard Glenn Engelke

Virtu Americas LLC

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About Richard Glenn Engelke

Richard Glenn Engelke is a registered representative with Virtu Americas LLC. Richard has been in the financial services industry since November 19, 2002. Richard holds FINRA Series 3, 4, 7, 55, 57TO, 63, 99TO, and SIE licenses and is registered in California, Illinois, Massachusetts, Minnesota, New York, and Virginia. Richard was previously affiliated with RBC Dain Rauscher Inc., Brownco, LLC, Thinkorswim, Inc., Blackwatch Brokerage Inc., and Virtu ITG LLC.

Firm Information

Richard Engelke is currently registered with Virtu Americas LLC. Virtu Americas LLC is a Limited Liability Company formed in February 2009 and approved in all 50 states and the District of Columbia. The firm has been registered with the SEC and has a total of 53 regulatory and civil event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

163

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Engelke’s Registration & Firm History

NJ

06/01/2020 - Present

Virtu Americas LLC (Short Hills NJ)

NY

05/07/2009 - 06/01/2020

VIRTU ITG LLC (NEW YORK NY)

NY

09/27/2007 - 03/13/2013

BLACKWATCH BROKERAGE INC. (NEW YORK NY)

IL

02/21/2006 - 08/28/2007

THINKORSWIM, INC. (CHICAGO IL)

MA

10/14/2003 - 12/19/2005

BROWNCO, LLC (BOSTON MA)

NY

11/07/2001 - 12/31/2002

RBC DAIN RAUSCHER INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/03/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/28/2005

Series 4 - Registered Options Principal Examination

BC

Issued 07/27/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/04/2007

Series 3 - National Commodity Futures Examination

BC

Issued 10/13/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/06/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Richard Glenn Engelke.
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