Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Keffert is a financial advisor who has been in the industry since August 28, 2002. Richard is currently registered with LPL Financial LLC as a Registered Representative and Investment Advisor Representative. Richard has been with LPL Financial LLC since April 2005. Previously, Richard was registered with National Securities Corporation in Boca Raton, Florida. Richard holds the Series 7, Series 65, and Series 66 securities licenses as well as the Securities Industry Essentials Examination (SIE). Richard serves clients in Arizona, California, Colorado, Florida, Georgia, Hawaii, Maryland, Minnesota, New Hampshire, New Mexico, New York, North Carolina, South Carolina, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
04/12/2005 - Present
LPL Financial LLC (CHARLOTTESVILLE VA)
FL
08/28/2002 - 04/13/2005
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
IA
Issued 01/24/2005
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Keffert is the right advisor for you? Invested Better is here to help.
