Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Sylvester is a financial advisor with over 30 years of experience in the industry. Richard is a CERTIFIED FINANCIAL PLANNER™ professional and a CHARTERED FINANCIAL CONSULTANT® professional. Richard is currently registered with Cetera Investment Advisers LLC and is licensed in 13 states. Richard has previously worked with Commonwealth Financial Network, M&T Securities, Inc., CITICORP INVESTMENT SERVICES, HORNOR, TOWNSEND & KENT, INC., SIGNATOR INVESTORS, INC., JOHN HANCOCK DISTRIBUTORS, INC., JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Richard's experience and expertise allow Richard to provide financial services to a wide range of clients, including individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
06/29/2023 - Present
Cetera Investment Advisers LLC (ROCHESTER NY)
NY
11/30/2010 - 12/31/2019
COMMONWEALTH FINANCIAL NETWORK (ROCHESTER NY)
NY
07/03/2006 - 11/30/2010
M&T SECURITIES, INC. (ROCHESTER NY)
NY
04/05/2004 - 07/03/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
PA
10/31/2000 - 04/20/2004
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
MA
10/03/1997 - 11/10/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
08/31/1995 - 08/11/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
08/31/1995 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
11/26/1991 - 07/31/1995
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
11/26/1991 - 07/31/1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
02/19/1986 - 03/29/1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 07/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/25/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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