Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Desalvo is a financial advisor with over 30 years of experience in the industry. He holds the Series 7, Series 6, Series 63, Series 65, and Series 66 securities licenses, as well as the Series 24 principal license. Richard has worked with Gallagher Fiduciary Advisors, LLC since June 2023, providing investment advice and portfolio management to individuals, businesses, corporations, and institutions. Richard's previous experience includes working with Independent Financial Group, LLC, Compass Securities Corporation, Kiski Securities LLC, TD Private Client Wealth LLC, NRP Financial, Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Putnam Mutual Funds Corp., Aetna Investment Services, Inc., Aetna Life Insurance and Annuity Company, and Hartford Equity Sales Company Inc. Richard provides financial planning, portfolio management, and selection of other advisors services to his clients. Richard is a respected member of the financial community and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
See schedule d misc. for explanation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/06/2023 - Present
Gallagher Fiduciary Advisors, LLC (Whippany NJ)
NJ
10/24/2017 - 06/17/2019
INDEPENDENT FINANCIAL GROUP, LLC (Madison NJ)
MA
03/11/2016 - 02/24/2017
COMPASS SECURITIES CORPORATION (BRAINTREE MA)
NY
01/02/2014 - 03/31/2014
KISKI SECURITIES LLC (NEW YORK NY)
NY
02/28/2013 - 12/31/2013
TD PRIVATE CLIENT WEALTH LLC (NEW YORK NY)
NJ
08/13/2010 - 10/15/2010
NRP FINANCIAL, INC. (MENDHAM NJ)
NY
04/02/2007 - 09/04/2008
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
02/03/1998 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
09/19/1995 - 08/04/1997
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
CT
10/15/1993 - 03/25/1994
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CT
04/14/1992 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
CT
01/18/1990 - 04/02/1991
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
GA
07/09/1985 - 12/31/1989
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
BOTH
Issued 04/17/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/29/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/08/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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