linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Richard Gerald Carroll

Ameriprise Financial Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Richard? Claim Your Profile

About Richard Gerald Carroll

Richard Carroll is a financial advisor with Ameriprise Financial Services, LLC. Richard has been in the financial services industry since 2017. Richard is registered in Alabama, Arizona, Arkansas, California, Colorado, Delaware, Florida, Georgia, Kentucky, Michigan, Mississippi, Nevada, New Mexico, New York, North Carolina, South Carolina, Tennessee, Texas, Utah, Virginia, Washington and Wisconsin. Richard has passed the Series 63, Series 66 and Series 7 exams. Richard provides financial planning and investment advisory services.

Firm Information

Richard Carroll is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Richard Carroll’s Registration & Firm History

TN

12/13/2022 - Present

Ameriprise Financial Services, LLC (CORDOVA TN)

TN

10/21/2020 - 07/19/2021

BANKERS LIFE SECURITIES, INC. (CORDOVA TN)

TX

09/11/2017 - 06/20/2018

LPL FINANCIAL LLC (FLOWER MOUND TX)

Not sure if Richard Gerald Carroll is right for you?

Licenses & Designations

BOTH

Issued 05/22/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/18/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/20/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Gerald Carroll.
Not sure if Richard Gerald Carroll is right for you?