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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Thomas is a financial advisor with over 35 years of experience in the financial services industry. Richard is registered with LPL Financial LLC and provides financial advice to individuals, families, businesses, and charitable organizations. Richard has a broad range of experience in the financial services industry, including experience with investment companies, investment clubs, pension and profit-sharing plans, corporations, and other businesses. Richard also has extensive experience with various financial planning services. Richard is committed to providing his clients with personalized financial advice to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OR
08/02/2024 - Present
LPL Financial LLC (PORTLAND OR)
OR
10/19/2015 - 07/29/2024
INDEPENDENT FINANCIAL GROUP, LLC (Gearhart OR)
OR
11/18/1998 - 10/19/2015
SII INVESTMENTS, INC. (BEND OR)
AZ
07/08/1991 - 11/17/1998
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
GA
03/19/1991 - 07/16/1991
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
AL
04/11/1990 - 03/28/1991
INVESTECH CAPITAL CORPORATION (BIRMINGHAM AL)
NJ
04/08/1988 - 03/17/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 06/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/1998
Series 24 - General Securities Principal Examination
BC
Issued 04/18/1991
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/1994
Series 7 - General Securities Representative Examination
BC
Issued 04/07/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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