Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Scalia is a financial advisor associated with Commonwealth Financial Network. Richard has been in the financial industry since September 1998. Richard is registered to provide investment advice in 20 states including Maine and New Jersey. Richard is also registered as a broker with FINRA. Richard has Series 7, 63 and 65 licenses. In addition to working with Commonwealth Financial Network, Richard is the owner of Scalia Wealth Management, LLC. Richard has experience working with a number of firms including Edward Jones and MML Investors Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
05/17/2018 - Present
Commonwealth Financial Network (South Amboy NJ)
NJ
11/29/2012 - 05/18/2018
FIRST ALLIED SECURITIES, INC. (UNION NJ)
NJ
12/12/2003 - 11/27/2012
NATIONAL PLANNING CORPORATION (UNION NJ)
MA
10/23/2002 - 12/31/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
03/29/2001 - 10/24/2002
AXA ADVISORS, LLC (NEW YORK NY)
MO
06/01/1999 - 03/21/2001
EDWARD JONES (ST. LOUIS MO)
NJ
08/26/1998 - 05/19/1999
R. SEELAUS & CO.,INC. (CHATHAM NJ)
IA
Issued 04/25/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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