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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Petras is a financial advisor at Wells Fargo Clearing Services, LLC with over 30 years of experience in the industry. Richard has held several positions at prominent firms such as RBC DAIN RAUSCHER INC. and DAIN RAUSCHER INCORPORATED. Richard has a strong background in financial planning, portfolio management, and investment consulting. Richard holds licenses in several states and is a registered representative with FINRA. Richard is currently working in the Barrington, IL office of Wells Fargo Clearing Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/15/2012 - Present
Wells Fargo Clearing Services, LLC (BARRINGTON IL)
IL
03/02/1998 - 05/24/2007
RBC DAIN RAUSCHER INC. (VERNON HILLS IL)
NA
01/03/1995 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MO
12/17/1990 - 01/12/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 11/15/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/02/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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