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Richard George Jaeger

Guggenheim Investments

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About Richard George Jaeger

Richard Jaeger is a financial advisor with over 37 years of experience in the industry. Richard is currently registered as a Registered Representative with Guggenheim Investments. Richard has held previous roles at Hennion & Walsh, Inc., First Trust Portfolios L.P., Ryan Beck & Co., Gruntal & Co., L.L.C., Nathan & Lewis Securities, Inc., Moseley Securities Corporation, and Prudential-Bache Securities Inc. Richard currently holds Series 63, Series 66, and Series 24 licenses and specializes in Portfolio Management for Investment Companies and Portfolio Management for Pooled Investment Vehicles.

Firm Information

Richard Jaeger is currently registered with Guggenheim Investments. Guggenheim Investments is an investment advisor based in NEW YORK, NY. The firm manages approximately $11,255,391,581 in regulatory assets under management for 138 accounts. The firm provides investment advice to investment companies and pooled investment vehicles.
Guggenheim Investments

330 MADISON AVENUE

NEW YORK, NY 10017

$11.26B

Assets Under Management

1

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Jaeger’s Registration & Firm History

NY

11/07/2024 - Present

Guggenheim Investments (Garden City NY)

NJ

10/17/2016 - 03/03/2023

HENNION & WALSH, INC. (PARSIPPANY NJ)

IL

04/03/2007 - 10/10/2016

FIRST TRUST PORTFOLIOS L.P. (LISLE IL)

NY

04/29/2002 - 04/04/2007

RYAN BECK & CO. (NEW YORK NY)

NY

07/31/1992 - 05/13/2002

GRUNTAL & CO., L.L.C. (NEW YORK NY)

NY

04/08/1988 - 07/31/1992

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

NA

09/11/1987 - 02/17/1988

MOSELEY SECURITIES CORPORATION

NA

10/22/1985 - 10/08/1987

PRUDENTIAL-BACHE SECURITIES INC.

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Licenses & Designations

BOTH

Issued 12/23/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/16/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/01/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard George Jaeger.
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