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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Hubert depalma is an investment advisor representative with Centaurus Financial, Inc., a registered investment advisor based in Anaheim, California. Richard has been in the financial industry since 2002 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and individuals other than high-net-worth. Richard is registered with the Securities and Exchange Commission (SEC) and holds the Series 6, Series 62, Series 63, and Series 65 licenses. Richard is also a registered principal with Series 26. Richard provides a wide range of financial services, including financial planning, portfolio management, and educational seminars. Richard has also previously been registered with Transamerica Financial Advisors, Inc., and American General Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
07/19/2018 - Present
Centaurus Financial, Inc. (ERIE PA)
CA
03/29/2004 - 10/29/2007
TRANSAMERICA FINANCIAL ADVISORS, INC. (RANCHO CUCAMONGA CA)
AZ
01/15/2003 - 03/09/2004
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
AZ
04/09/2002 - 12/31/2002
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
IA
Issued 05/04/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2005
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 04/08/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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