Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard George Haffele is a financial advisor with over 38 years of experience in the financial services industry. Richard is currently registered with Packerland Brokerage Services, Inc. and has been with the firm since December 2014. Richard's experience includes positions with Sunset Financial Services, Inc., Catholic Financial Services Corporation, MetLife Securities Inc., Metropolitan Life Insurance Company, and Pruco Securities Corporation. Richard holds the Series 6, 7, 24, 26, 63, and 65 securities licenses and is a Chartered Financial Consultant. Richard's practice focuses on providing financial planning, portfolio management, and investment advice to individuals, families, and businesses. Richard also provides educational seminars on a variety of financial topics.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
12/16/2014 - Present
Packerland Brokerage Services, Inc. (MIDDLETON WI)
WI
05/30/2006 - 10/31/2014
SUNSET FINANCIAL SERVICES, INC. (MIDDLETON WI)
WI
04/28/2005 - 05/23/2006
CATHOLIC FINANCIAL SERVICES CORPORATION (MILWAUKEE WI)
MA
01/25/2001 - 02/03/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/25/2001 - 02/03/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
05/03/1983 - 09/11/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 07/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2003
Series 24 - General Securities Principal Examination
BC
Issued 03/26/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/02/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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