Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Gaborow is a securities professional with over 20 years of experience in the financial services industry. Currently, Richard is an Investment Advisor Representative at Citigroup Global Markets Inc. Prior to joining Citigroup Global Markets Inc., Richard worked at various other firms, including Nomura Securities International, Inc., UBS Securities LLC, Credit Agricole Securities (USA) Inc., BNP Paribas Securities Corp. and Lehman Brothers Inc. Richard holds the Series 7 and Series 63 licenses. Richard's expertise includes securities, and he has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/30/2017 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
05/21/2012 - 10/10/2014
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
05/26/2010 - 04/13/2012
UBS SECURITIES LLC (NEW YORK NY)
NY
07/05/2007 - 05/17/2010
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
05/02/2005 - 05/11/2007
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
10/21/2002 - 05/10/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 10/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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