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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Gorman is a financial advisor with over 30 years of experience in the industry. Richard currently works with Wealthpenn.comllc and has also previously held positions with Roney & Co., Olde Discount Corporation and Pruco Securities Corporation. Richard has a broad range of licenses and has passed the Series 6, 7, 31 and 66 exams as well as the Securities Industry Essentials Examination. Richard is registered in 37 states for Broker-Dealer activity and in 2 states for Investment Advisor activity. Richard works with individual, institutional, and business clients. Richard's specialties include financial planning, asset allocation advice, pension consulting and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MI
03/26/2020 - Present
Wealthpenn.comllc (Birmingham MI)
NA
05/02/1988 - 05/27/1988
RONEY & CO.
NA
08/18/1987 - 02/23/1988
OLDE DISCOUNT CORPORATION
NA
03/11/1987 - 07/17/1987
PRUCO SECURITIES CORPORATION
BOTH
Issued 6/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/6/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 6/4/2010
Series 7 - General Securities Representative Examination
BC
Issued 3/10/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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