Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Gardner Kellogg is a financial advisor with over 30 years of experience in the financial services industry. Richard Kellogg is currently registered with Wells Fargo Clearing Services, LLC and is licensed to provide investment advice in Texas and Wisconsin. Richard Kellogg specializes in providing financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients. Richard Kellogg has been with Wells Fargo Advisors LLC since May 2009 and has been with Wells Fargo Clearing Services, LLC since November 2016. Richard Kellogg holds the Series 7, 8, 9, 10, 31, 63, and 65 licenses, and is also a Certified Financial Planner. Richard Kellogg has a strong commitment to providing his clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (GREEN BAY WI)
WI
12/01/1992 - 01/03/2008
A. G. EDWARDS & SONS, INC. (GREEN BAY WI)
IA
Issued 05/15/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/25/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Kellogg is the right advisor for you? Invested Better is here to help.
