Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Ganz has been working in the financial industry since September 1, 1979. Richard is currently registered as an Investment Advisor Representative with Grove Point Advisors, LLC in New York and Maryland. Richard also previously worked with Vanderbilt Securities, LLC, Goldis Financial Group, Inc., Goldis - Pittsburg Institutional Services, Inc., Hibbard Brown & Co., Inc., Goldis Equity Corp., Carey Jamison & Company, Butcher & Singer Inc., First Huntington Securities Corp. and Emanuel and Company. Richard has several licenses and certifications, including Series 63, Series 65, Series 7, Series 52TO, Series 99TO and SIE. Richard's current firm, Grove Point Advisors, LLC, has offices in Rockville, Maryland, and Woodbury, New York. The firm manages assets for individuals, corporations, pension and profit-sharing plans, charitable organizations, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/01/2021 - Present
Grove Point Advisors, LLC (Woodbury NY)
NY
08/04/2003 - 12/31/2023
VANDERBILT SECURITIES, LLC (WOODBURY NY)
NY
01/20/1995 - 04/25/2003
GOLDIS FINANCIAL GROUP, INC. (GARDEN CITY NY)
NY
01/19/1995 - 07/23/1997
GOLDIS - PITTSBURG INSTITUTIONAL SERVICES, INC. (GREAT NECK NY)
NA
01/31/1989 - 09/07/1994
HIBBARD BROWN & CO., INC.
NY
04/11/1988 - 09/07/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NY
08/14/1989 - 01/17/1991
GOLDIS EQUITY CORP. (GARDEN CITY NY)
NA
11/02/1988 - 04/22/1989
CAREY JAMISON & COMPANY
NA
02/25/1986 - 04/20/1988
BUTCHER & SINGER INC.
NA
12/07/1984 - 11/01/1985
FIRST HUNTINGTON SECURITIES CORP.
NA
07/31/1978 - 02/27/1984
EMANUEL AND COMPANY
IA
Issued 10/04/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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