Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Gaff is a financial advisor who has been in the industry since September 23, 2008. Richard is currently registered with Fidelity Personal And Workplace Advisors in Palm Beach Gardens, FL, and is also registered in Texas. Richard previously worked at U.S. Bancorp Investments, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Citicorp Investment Services, and Pruco Securities, LLC. Richard has a Series 6, Series 7, and Series 66 license. Richard also holds the Certified Financial Planner designation. Richard's specializations include retirement planning, investment strategies, college savings, estate planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/07/2022 - Present
Fidelity Personal AND Workplace Advisors (PALM BEACH GARDENS FL)
FL
02/16/2018 - 04/20/2021
U.S. BANCORP INVESTMENTS, INC. (PALM BEACH FL)
FL
04/29/2016 - 12/15/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALM BEACH GARDENS FL)
FL
05/29/2007 - 05/30/2014
CITIGROUP GLOBAL MARKETS INC. (PALM BEACH FL)
FL
05/04/2007 - 05/29/2007
CITICORP INVESTMENT SERVICES (PALM BEACH FL)
FL
05/05/2006 - 03/06/2007
PRUCO SECURITIES, LLC. (BOCA RATON FL)
BOTH
Issued 09/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/04/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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